Enabling Senior Managers to develop a well founded confidence that client money is being protected in compliance with the CASS Rules.
Detailed mapping of CASS rules to establish applicability and identify the risks, controls and responsibilities.
CASS review of Insurer TOBAS and Binding Authorities and creation of Insurer TOBA Register and Binding Authority Register - Including review and record of your firm's potential for premium liability.
Comprehensive review of CASS processes, controls and reconciliations. Pre audit checks, issue remediation, support for internal audit and S 166 support. BRP checklist for response to the Dear CEO Letter - Adequate Client Money Arrangements 30 Sept 2020.
Bespoke CASS training solutions for Senior Managers, Client Money Managers and all relevant functions managing Client Money.