Enabling Senior Managers to develop a well founded confidence that client money is being protected in compliance with the CASS Rules.
Broad Reach Partnership Ltd
Supporting client money protection and CASS compliance at UK insurance intermediaries
.
CASS Rule Mapping
Detailed mapping of CASS rules to establish applicability and identify the risks, controls and responsibilities.
Insurer TOBA Review
CASS review of Insurer TOBAS and Binding Authorities and creation of Insurer TOBA Register and Binding Authority Register - Including review and record of your firm's potential for premium liability.
CASS Health-check
Comprehensive review of CASS processes, controls and reconciliations. Pre audit checks, issue remediation, support for internal audit and S 166 support. BRP checklist for response to the Dear CEO Letter - Adequate Client Money Arrangements 30 Sept 2020.
CASS Training
Bespoke CASS training solutions for Senior Managers, Client Money Managers and all relevant functions managing Client Money.